# THOMAS JOSEPH BARBATTI

THOMAS JOSEPH BARBATTI is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with M FINANCIAL NETWORK INC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2012-09-13 | 2016-02-01 | — |
| [ADVANTAGE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/146236) | 2008-12-04 | 2016-12-20 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2003-08-06 | 2009-03-30 | — |
| [M FINANCIAL NETWORK INC](https://search.stillhousedata.com/firm/107596) | 1999-01-01 | present | Yes |
| [M FINANCIAL NETWORK INC](https://search.stillhousedata.com/firm/107596) | 1999-01-01 | 2002-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/12073)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/12073.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.