# Richard Howard Case

Richard Howard Case is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-06-05 | present | Yes |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2008-10-21 | 2025-06-05 | — |
| [CROWELL, WEEDON & CO.](https://search.stillhousedata.com/firm/193) | 2007-06-01 | 2008-10-28 | — |
| [SMART INVESTMENTS ADVISORY INCORPORATED](https://search.stillhousedata.com/firm/107778) | 2005-10-19 | 2006-12-07 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-05-13 | 2005-02-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1235220)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1235220.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.