# ROY NEAL

ROY NEAL is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/120529) | 2022-02-28 | present | Yes |
| [THURSTON SPRINGER ADVISORS](https://search.stillhousedata.com/firm/299201) | 2021-09-13 | 2021-11-08 | — |
| [THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.](https://search.stillhousedata.com/firm/8478) | 2015-11-12 | 2021-11-08 | — |
| [PRIVATE CLIENT SERVICES, LLC](https://search.stillhousedata.com/firm/120222) | 2005-05-31 | 2015-11-12 | — |
| [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | 2005-05-03 | 2010-05-11 | — |
| [1717 CAPITAL MANAGEMENT COMPANY](https://search.stillhousedata.com/firm/4082) | 1999-08-23 | 2005-05-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1248515)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1248515.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.