# JAMES BAROUTAS

JAMES BAROUTAS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2022-07-25 | present | Yes |
| [DOMINICK & DICKERMAN LLC](https://search.stillhousedata.com/firm/7344) | 2011-06-07 | 2015-01-26 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2011-04-15 | 2011-05-23 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2006-02-01 | 2011-04-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1252613)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1252613.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.