# JAMES RICHARD TUBEROSA

JAMES RICHARD TUBEROSA is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with SKYVIEW PINNACLE INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SKYVIEW PINNACLE INC.](https://search.stillhousedata.com/firm/338282) | 2025-11-14 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2009-10-05 | 2022-05-04 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2004-12-09 | 2009-10-05 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2000-08-15 | 2004-11-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1277676)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1277676.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.