# William Thomas Spencer

William Thomas Spencer is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-03-17 | present | Yes |
| [PEOPLE'S UNITED ADVISORS, INC.](https://search.stillhousedata.com/firm/292454) | 2018-04-03 | 2022-12-31 | — |
| [PEOPLE'S SECURITIES, INC.](https://search.stillhousedata.com/firm/13704) | 2017-06-21 | 2020-03-31 | — |
| [CAPITAL ONE ADVISORS, LLC](https://search.stillhousedata.com/firm/136865) | 2016-06-06 | 2017-05-01 | — |
| [J.P. MORGAN PRIVATE WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/108559) | 2015-02-19 | 2015-09-02 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2011-03-30 | 2012-05-15 | — |
| [CAPITAL ONE FINANCIAL ADVISORS LLC](https://search.stillhousedata.com/firm/127236) | 2004-01-05 | 2011-02-17 | — |
| [ESSEX NATIONAL SECURITIES, LLC](https://search.stillhousedata.com/firm/25454) | 2003-06-12 | 2004-01-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1287209)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1287209.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.