# GREGORY DALE STEIN

GREGORY DALE STEIN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 9 firms. Currently registered with MML INVESTORS SERVICES, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2017-03-25 | present | Yes |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2015-01-02 | 2017-03-25 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2011-06-13 | 2015-01-02 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2008-12-17 | 2011-06-06 | — |
| [STIFEL INDEPENDENT ADVISORS, LLC](https://search.stillhousedata.com/firm/28218) | 2007-04-03 | 2008-12-22 | — |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2005-10-28 | 2007-04-02 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 2004-07-28 | 2005-09-13 | — |
| [UNION PLANTERS INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/111807) | 2003-04-01 | 2004-08-04 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 1998-03-04 | 2003-03-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1289625)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1289625.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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