# RICHARD NOEL TROTTA

RICHARD NOEL TROTTA is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with THURSTON SPRINGER ADVISORS.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [THURSTON SPRINGER ADVISORS](https://search.stillhousedata.com/firm/299201) | 2022-03-27 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2012-05-01 | 2022-03-31 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2012-04-30 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2005-01-18 | 2009-06-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 1999-10-01 | 2005-01-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1300940)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1300940.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.