# ARTURO JESUS RODRIGUEZ DIAZ

ARTURO JESUS RODRIGUEZ DIAZ is an investment adviser representative (IAR) with state registration records since 1997, appearing at 8 firms. Currently registered with AEGIS CAPITAL CORP., RIWM, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RIWM, LLC](https://search.stillhousedata.com/firm/160536) | 2025-04-17 | present | Yes |
| [AEGIS CAPITAL CORP.](https://search.stillhousedata.com/firm/15007) | 2015-06-11 | present | Yes |
| [CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131631) | 2013-12-02 | 2015-07-10 | — |
| [RIWM, LLC](https://search.stillhousedata.com/firm/160536) | 2012-04-26 | 2024-12-31 | — |
| [REHMANN WEALTH](https://search.stillhousedata.com/firm/123047) | 2010-08-02 | 2012-09-06 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2009-03-20 | 2010-04-20 | — |
| [STANFORD GROUP COMPANY](https://search.stillhousedata.com/firm/39285) | 2006-03-14 | 2009-03-16 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2003-02-28 | 2006-02-21 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 1997-01-03 | 2003-02-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1301783)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1301783.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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