# JAMES RICHARD REIM

JAMES RICHARD REIM is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with REGAL INVESTMENT ADVISORS LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [REGAL INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/125004) | 2018-04-18 | present | Yes |
| [IC ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/140190) | 2009-05-11 | 2018-04-17 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-04-02 | 2009-04-14 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2005-11-10 | 2007-04-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1303142)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1303142.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.