# NICHOLAS JOSEPH SHEA

NICHOLAS JOSEPH SHEA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with CATALYST INVESTMENT MANAGEMENT LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CATALYST INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/298122) | 2018-10-18 | present | Yes |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2010-12-09 | 2017-03-01 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2010-06-09 | 2010-11-11 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2007-07-27 | 2008-06-10 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2005-03-10 | 2007-06-04 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2001-01-01 | 2004-08-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1308350)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1308350.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.