# DAVID JAMES CUNNINGHAM

DAVID JAMES CUNNINGHAM is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with SHERPA FINANCIAL GUIDES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SHERPA FINANCIAL GUIDES, INC.](https://search.stillhousedata.com/firm/314973) | 2021-06-19 | present | Yes |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2021-05-05 | 2021-06-18 | — |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2017-12-04 | 2021-05-04 | — |
| [CORECAP ADVISORS](https://search.stillhousedata.com/firm/158819) | 2013-08-30 | 2014-11-17 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2010-07-19 | 2013-07-24 | — |
| [BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/13609) | 2004-06-22 | 2004-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1316260)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1316260.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
