# HOLLIS LYNN HERMAN

HOLLIS LYNN HERMAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with OPPENHEIMER & CO. INC..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2026-05-15 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2026-04-24 | 2026-05-15 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2019-02-13 | 2026-04-24 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2018-05-02 | 2019-02-13 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2008-05-05 | 2018-05-08 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2006-09-18 | 2008-05-02 | — |
| [LASALLE FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/20373) | 2004-07-27 | 2006-09-06 | — |
| [LASALLE FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/20373) | 2002-04-17 | 2004-04-13 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2001-10-22 | 2002-04-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1329982)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1329982.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.