# RUBEN VICTOR ROZENTAL

RUBEN VICTOR ROZENTAL is an investment adviser representative (IAR) with state registration records since 1985, appearing at 4 firms. Currently registered with PHILIP JAMES WEALTH MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PHILIP JAMES WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/297517) | 2020-03-11 | present | Yes |
| [BLACK PEARL FINANCIAL SERVICES LLC](https://search.stillhousedata.com/firm/156700) | 2011-04-21 | 2020-04-29 | — |
| [ROZENTAL ASSET MANAGEMENT (RAM), LLC](https://search.stillhousedata.com/firm/132072) | 2004-07-16 | 2009-06-29 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 1985-01-24 | 2002-08-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1331297)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1331297.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.