# JOSEPH DANIEL BERGIN

JOSEPH DANIEL BERGIN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PROSPERA FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/10740) | 2026-01-05 | present | Yes |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2022-07-28 | 2025-09-17 | — |
| [B. RILEY WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/2543) | 2020-08-10 | 2022-12-31 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2014-07-08 | 2020-08-10 | — |
| [CIBC WORLD MARKETS CORP.](https://search.stillhousedata.com/firm/630) | 1997-11-10 | 2002-12-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1336791)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1336791.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.