# RICHARD JOHN WALSH

RICHARD JOHN WALSH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with NPA ASSET MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NPA ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131534) | 2018-01-09 | present | Yes |
| [NPA ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131534) | 2015-11-05 | 2017-12-31 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2014-12-03 | 2015-11-02 | — |
| [NPA ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131534) | 2013-01-10 | 2014-11-28 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2006-09-11 | 2013-01-16 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2004-04-20 | 2005-04-19 | — |
| [BNY MELLON ADVISORS, INC.](https://search.stillhousedata.com/firm/106108) | 2001-05-21 | 2004-03-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1340432)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1340432.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.