# STEPHEN ALAN JAFFE

STEPHEN ALAN JAFFE is an investment adviser representative (IAR) with state registration records since 1995, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2025-10-28 | present | Yes |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2010-12-01 | 2025-10-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-05-07 | 2010-07-27 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2004-08-26 | 2009-05-27 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 1995-07-05 | 2004-08-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1340770)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1340770.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.