# ALAN CHARLES GOTTLOB

ALAN CHARLES GOTTLOB is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with SHINGLE OAK ADVISORS, LLC, ETHOS FINANCIAL GROUP, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ETHOS FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/321748) | 2024-08-02 | present | Yes |
| [SHINGLE OAK ADVISORS, LLC](https://search.stillhousedata.com/firm/289533) | 2017-10-18 | present | Yes |
| [WORLD INVESTMENTS, LLC](https://search.stillhousedata.com/firm/20626) | 2013-07-16 | 2017-09-19 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2011-08-09 | 2013-07-05 | — |
| [CPI CAPITAL](https://search.stillhousedata.com/firm/44575) | 2011-06-16 | 2011-08-05 | — |
| [PRIVATE CONSULTING GROUP, INC.](https://search.stillhousedata.com/firm/45053) | 2003-05-28 | 2003-12-01 | — |
| [SHINGLE OAK ADVISORS, LLC](https://search.stillhousedata.com/firm/120591) | 2003-04-02 | 2011-08-17 | — |
| [SHINGLE OAK ADVISORS, LLC](https://search.stillhousedata.com/firm/120591) | 2002-10-21 | 2002-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1343003)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1343003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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