# STEPHEN MICHAEL MOSS

STEPHEN MICHAEL MOSS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with PEGASUS FINANCIAL GROUP LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PEGASUS FINANCIAL GROUP LLC](https://search.stillhousedata.com/firm/145127) | 2007-10-19 | present | Yes |
| [TRIAD ADVISORS LLC](https://search.stillhousedata.com/firm/25803) | 2007-09-13 | 2007-10-15 | — |
| [CAPITAL PLANNING & INVESTMENTS](https://search.stillhousedata.com/firm/116363) | 2005-04-20 | 2007-10-18 | — |
| [THE STRATEGIC FINANCIAL ALLIANCE, INC.](https://search.stillhousedata.com/firm/126514) | 2003-11-19 | 2005-03-10 | — |
| [IFG ADVISORY SERVICES INC](https://search.stillhousedata.com/firm/105316) | 2003-05-02 | 2003-11-26 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2003-01-02 | 2003-04-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1343419)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1343419.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.