# LLOYD MASON BAXTER

LLOYD MASON BAXTER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-06-30 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-06-14 | 2025-07-02 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2017-10-18 | 2024-06-14 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2015-12-14 | 2017-10-26 | — |
| [NEXT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/46214) | 2009-01-22 | 2015-12-14 | — |
| [THOMPSON, DIAZ, BAXTER AND ASSOC.](https://search.stillhousedata.com/firm/116518) | 2001-09-20 | 2009-10-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1372358)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1372358.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.