# STEPHEN RICHARD CORDILL

STEPHEN RICHARD CORDILL is an investment adviser representative (IAR) with state registration records since 1996, appearing at 8 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2016-01-28 | present | Yes |
| [DEUTSCHE BANK SECURITIES INC.](https://search.stillhousedata.com/firm/2525) | 2013-08-30 | 2016-02-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2011-08-09 | 2013-09-03 | — |
| [SANDERS MORRIS LLC](https://search.stillhousedata.com/firm/20580) | 2006-06-14 | 2011-08-08 | — |
| [SMH CAPITAL ADVISORS LLC](https://search.stillhousedata.com/firm/108344) | 2006-04-18 | 2011-08-08 | — |
| [OPPENHEIMER ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/105559) | 2003-04-15 | 2006-04-18 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2003-01-03 | 2003-04-15 | — |
| [CIBC WORLD MARKETS CORP.](https://search.stillhousedata.com/firm/630) | 1996-05-07 | 2003-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1415437)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1415437.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.