# Ronald Takao Sera

Ronald Takao Sera is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2025-08-22 | present | Yes |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2025-08-22 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-29 | 2025-09-04 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2020-04-21 | 2023-06-29 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2017-05-10 | 2020-04-20 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2008-03-05 | 2017-05-04 | — |
| [INDEPENDENT CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/121354) | 2002-06-24 | 1998-01-30 | — |
| [INDEPENDENT CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/121354) | 2001-04-16 | 2008-03-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1416142)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1416142.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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