# JAMES ROBERT CALDWELL

JAMES ROBERT CALDWELL is an investment adviser representative (IAR) with state registration records since 2008, appearing at 8 firms. Currently registered with STRATOS WEALTH PARTNERS, LTD.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STRATOS WEALTH PARTNERS, LTD](https://search.stillhousedata.com/firm/153184) | 2024-09-23 | present | Yes |
| [CWM, LLC](https://search.stillhousedata.com/firm/155344) | 2017-01-31 | 2024-07-30 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2016-04-12 | 2017-01-20 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2015-02-26 | 2016-03-16 | — |
| [IFP ADVISORS, LLC](https://search.stillhousedata.com/firm/125112) | 2013-10-22 | 2015-02-24 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2010-07-14 | 2013-09-16 | — |
| [UVEST FINANCIAL SERVICES GROUP, INC.](https://search.stillhousedata.com/firm/13787) | 2009-02-18 | 2010-07-27 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2008-06-13 | 2008-09-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1437627)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1437627.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.