# THAYER ROCKWELL POTTER

THAYER ROCKWELL POTTER is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PROSPERA FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/10740) | 2022-10-24 | present | Yes |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2017-06-16 | 2022-11-07 | — |
| [JANNEY MONTGOMERY SCOTT LLC](https://search.stillhousedata.com/firm/463) | 2012-09-25 | 2017-06-19 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2012-10-15 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2009-04-24 | 2009-06-01 | — |
| [OSPREY PARTNERS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/108981) | 1998-11-12 | 2008-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1439107)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1439107.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
