# JOHN POCCESCHI

JOHN POCCESCHI is an investment adviser representative (IAR) with state registration records since 2005, appearing at 8 firms. Currently registered with STIFEL CAPITAL MANAGEMENT, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STIFEL CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/328365) | 2026-02-04 | present | Yes |
| [SPRING MOUNTAIN CAPITAL, LP](https://search.stillhousedata.com/firm/119126) | 2021-03-17 | 2026-02-13 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2019-12-16 | 2020-10-30 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2018-06-08 | 2019-12-21 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2010-06-25 | 2018-03-15 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2010-02-04 | 2010-04-14 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2006-10-26 | 2009-10-01 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2006-10-26 | 2009-10-01 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2005-02-03 | 2006-07-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1442521)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1442521.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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