# RICHARD BUEL BATES

RICHARD BUEL BATES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with SOUND INCOME STRATEGIES, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SOUND INCOME STRATEGIES, LLC](https://search.stillhousedata.com/firm/173272) | 2019-03-19 | present | Yes |
| [SOUND INCOME STRATEGIES, LLC](https://search.stillhousedata.com/firm/173272) | 2014-12-08 | 2017-12-31 | — |
| [INTEGRITY INVESTMENT & TAX ADVISORY, LLC](https://search.stillhousedata.com/firm/159803) | 2012-04-19 | 2012-12-31 | — |
| [INVESTMENT ADVISORS CORP](https://search.stillhousedata.com/firm/117531) | 2008-11-13 | 2011-12-31 | — |
| [STIFEL INDEPENDENT ADVISORS, LLC](https://search.stillhousedata.com/firm/28218) | 2007-10-01 | 2008-11-17 | — |
| [KCD FINANCIAL, INC.](https://search.stillhousedata.com/firm/127473) | 2006-08-11 | 2007-10-03 | — |
| [STIFEL INDEPENDENT ADVISORS, LLC](https://search.stillhousedata.com/firm/28218) | 2003-10-17 | 2006-08-14 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2002-05-13 | 2003-10-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1452607)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1452607.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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