# JAMES TRACY RICHARDS

JAMES TRACY RICHARDS is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-01-03 | present | Yes |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2009-12-23 | 2011-01-03 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-04-02 | 2007-11-26 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2005-10-21 | 2007-04-02 | — |
| [WINDSOR FINANCIAL GROUP LLC](https://search.stillhousedata.com/firm/107462) | 2004-06-04 | 2010-02-17 | — |
| [MILES CAPITAL, INC.](https://search.stillhousedata.com/firm/105376) | 1997-07-01 | 2003-11-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1453170)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1453170.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.