# JOHN CHRISTOPHER BRODERICK

JOHN CHRISTOPHER BRODERICK is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROCKEFELLER CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/294197) | 2025-02-14 | present | Yes |
| [ROCKEFELLER FINANCIAL LLC](https://search.stillhousedata.com/firm/291361) | 2025-02-14 | present | Yes |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2015-12-04 | 2025-03-04 | — |
| [BARCLAYS CAPITAL INC.](https://search.stillhousedata.com/firm/19714) | 2011-12-12 | 2015-12-04 | — |
| [CREDIT SUISSE SECURITIES (USA) LLC](https://search.stillhousedata.com/firm/816) | 2008-04-02 | 2012-01-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1470736)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1470736.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.