# KATHLEEN ANTOINETTE GRAHAM

KATHLEEN ANTOINETTE GRAHAM is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-06-14 | present | Yes |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2014-08-19 | 2024-06-14 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2012-08-21 | 2014-08-08 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2012-08-03 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2008-04-25 | 2009-06-01 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2008-01-15 | 2008-04-14 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2005-08-12 | 2008-01-08 | — |
| [VALMARK ADVISERS INC](https://search.stillhousedata.com/firm/108050) | 2003-06-30 | 2004-04-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1473329)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1473329.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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