# KATHLEEN ANN STAPLETON

KATHLEEN ANN STAPLETON is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with CHOICE FINANCIAL & INSURANCE SERVICES, INC..

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHOICE FINANCIAL & INSURANCE SERVICES, INC.](https://search.stillhousedata.com/firm/312049) | 2022-03-10 | present | Yes |
| [PLANMEMBER SECURITIES CORPORATION](https://search.stillhousedata.com/firm/11869) | 2016-09-12 | 2022-03-09 | — |
| [GWN SECURITIES INC.](https://search.stillhousedata.com/firm/128929) | 2005-01-14 | 2016-09-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1489992)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1489992.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.