# MARK ALAN DAVY

MARK ALAN DAVY is an investment adviser representative (IAR) with state registration records since 1994, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-04-07 | present | Yes |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2018-11-20 | 2021-05-20 | — |
| [B. RILEY WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/2543) | 2007-03-01 | 2018-05-30 | — |
| [CAPITAL SECURITIES OF AMERICA, INC.](https://search.stillhousedata.com/firm/36405) | 2005-05-26 | 2007-03-01 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 1994-06-17 | 2004-03-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1501447)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1501447.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.