# RICHARD L WATTON

RICHARD L WATTON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2014-09-09 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-08-23 | 2014-09-23 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-01 | 2012-04-05 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2006-09-07 | 2009-05-13 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-12-17 | 2006-08-09 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2004-03-04 | 2004-03-23 | — |
| [MERRILL LYNCH TRUST COMPANY](https://search.stillhousedata.com/firm/108469) | 2003-02-21 | 2003-09-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1522181)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1522181.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.