# Kathy HARTLEY Briner

Kathy HARTLEY Briner is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with STEPHENS INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STEPHENS INC.](https://search.stillhousedata.com/firm/3496) | 2023-11-30 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2018-03-05 | 2023-12-01 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2007-05-01 | 2017-11-07 | — |
| [STANFORD GROUP COMPANY](https://search.stillhousedata.com/firm/39285) | 2004-01-29 | 2007-02-20 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2004-01-28 | 2004-02-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1534166)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1534166.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.