# ROGER LEE FORD

ROGER LEE FORD is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with AE WEALTH MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2017-05-04 | present | Yes |
| [GLOBAL FINANCIAL PRIVATE CAPITAL, INC.](https://search.stillhousedata.com/firm/132070) | 2011-03-23 | 2017-05-05 | — |
| [CONCOURSE FINANCIAL GROUP SECURITIES, INC.](https://search.stillhousedata.com/firm/15708) | 2003-08-25 | 2011-03-23 | — |
| [USA FINANCIAL SECURITIES LLC](https://search.stillhousedata.com/firm/103857) | 2003-05-07 | 2003-08-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1537481)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1537481.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.