# RICHARD JOHN BALLOU

RICHARD JOHN BALLOU is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with JANNEY MONTGOMERY SCOTT LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [JANNEY MONTGOMERY SCOTT LLC](https://search.stillhousedata.com/firm/463) | 2018-09-12 | present | Yes |
| [JANNEY MONTGOMERY SCOTT LLC](https://search.stillhousedata.com/firm/463) | 2017-03-30 | 2018-09-10 | — |
| [COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC](https://search.stillhousedata.com/firm/108257) | 2010-05-01 | 2016-02-16 | — |
| [BOFA ADVISORS, LLC](https://search.stillhousedata.com/firm/107900) | 2005-03-29 | 2010-05-07 | — |
| [COLUMBIA MANAGEMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/105842) | 2003-04-01 | 2005-03-28 | — |
| [STEIN ROE & FARNHAM INCORPORATED](https://search.stillhousedata.com/firm/105847) | 2002-06-03 | 2003-04-01 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2001-12-31 | 2002-05-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1572301)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1572301.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.