# ROGER STEPHEN AUGUSTYN

ROGER STEPHEN AUGUSTYN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 9 firms. Currently registered with CWM, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CWM, LLC](https://search.stillhousedata.com/firm/155344) | 2026-01-26 | present | Yes |
| [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | 2024-11-08 | 2026-01-26 | — |
| [ARBOR POINT ADVISORS](https://search.stillhousedata.com/firm/165127) | 2019-05-20 | 2024-11-08 | — |
| [WEALTHPLAN PARTNERS](https://search.stillhousedata.com/firm/158935) | 2016-09-27 | 2019-05-16 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2016-09-01 | 2016-09-26 | — |
| [VSR FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14503) | 2011-01-21 | 2016-09-02 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2005-08-12 | 2011-01-21 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2004-12-15 | 2005-03-16 | — |
| [FINANCIAL SOLUTIONS, INC.](https://search.stillhousedata.com/firm/128476) | 1997-03-06 | 2005-07-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1587934)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1587934.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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