# DALE R. HAITHCOCK

DALE R. HAITHCOCK is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with AUXI ASSET MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AUXI ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/135421) | 2026-01-05 | present | Yes |
| [STONE & YOUNGBERG LLC](https://search.stillhousedata.com/firm/795) | 2011-11-08 | 2012-06-07 | — |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2011-11-03 | 2012-06-07 | — |
| [S & Y ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/129754) | 2005-03-11 | 2008-12-24 | — |
| [STONE & YOUNGBERG LLC](https://search.stillhousedata.com/firm/795) | 2004-09-10 | 2011-11-03 | — |
| [QUICK & REILLY, INC.](https://search.stillhousedata.com/firm/11217) | 2002-11-21 | 2004-10-01 | — |
| [ROBERTSON STEPHENS, INC.](https://search.stillhousedata.com/firm/41271) | 1998-11-18 | 2002-08-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1593757)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1593757.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.