# RICHARD ALLEN VAUGHAN

RICHARD ALLEN VAUGHAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with 401K ADVISORY GROUP, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [401K ADVISORY GROUP, INC.](https://search.stillhousedata.com/firm/152290) | 2024-03-06 | present | Yes |
| [401K ADVISORY GROUP, INC.](https://search.stillhousedata.com/firm/152290) | 2019-05-13 | 2023-12-31 | — |
| [401K ADVISORY GROUP, INC.](https://search.stillhousedata.com/firm/152290) | 2010-01-05 | 2017-12-31 | — |
| [CENTAURUS FINANCIAL, INC.](https://search.stillhousedata.com/firm/30833) | 2005-02-11 | 2009-11-11 | — |
| [WATERSTONE FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/10078) | 2004-05-11 | 2004-12-31 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2004-01-20 | 2004-05-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1597645)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1597645.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.