# DAVID ROCKEY

DAVID ROCKEY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2020-11-12 | present | Yes |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2018-08-06 | 2020-11-12 | — |
| [HORNOR, TOWNSEND & KENT, LLC](https://search.stillhousedata.com/firm/4031) | 2006-07-21 | 2007-04-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1611075)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1611075.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.