# ASHOK RAJAN

ASHOK RAJAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-11-14 | present | Yes |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2020-01-30 | 2024-11-14 | — |
| [JANNEY MONTGOMERY SCOTT LLC](https://search.stillhousedata.com/firm/463) | 2016-02-17 | 2020-02-06 | — |
| [AWM GLOBAL ADVISORS](https://search.stillhousedata.com/firm/159094) | 2014-09-17 | 2016-02-16 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2006-06-09 | 2012-11-01 | — |
| [PGIM INVESTMENTS LLC](https://search.stillhousedata.com/firm/105670) | 2004-07-09 | 2005-10-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1619972)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1619972.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.