# RICHARD STEVEN SOWELL

RICHARD STEVEN SOWELL is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with VANGUARD ADVISERS, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VANGUARD ADVISERS, INC.](https://search.stillhousedata.com/firm/106715) | 2025-09-10 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-01-21 | 2024-11-19 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2013-05-09 | 2014-01-21 | — |
| [AMEGY INVESTMENTS, INC.](https://search.stillhousedata.com/firm/120145) | 2004-11-03 | 2013-02-21 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 1999-07-22 | 2004-10-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1642398)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1642398.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.