# Scott James Walker

Scott James Walker is an investment adviser representative (IAR) with state registration records since 2004, appearing at 11 firms. Currently registered with W&S BROKERAGE SERVICES, INC..

## Registration history (13)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [W&S BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/8099) | 2026-03-19 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-05-15 | 2025-07-16 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2023-01-13 | 2025-05-15 | — |
| [WESCOM FINANCIAL SERVICES](https://search.stillhousedata.com/firm/125650) | 2018-05-29 | 2023-02-06 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2017-04-04 | 2017-06-22 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-03-16 | 2017-01-18 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2010-08-02 | 2011-11-21 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2010-08-02 | 2011-11-21 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2007-02-13 | 2009-07-27 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2006-01-03 | 2007-02-13 | — |
| [DFC INVESTOR SERVICES](https://search.stillhousedata.com/firm/18558) | 2005-06-23 | 2005-09-14 | — |
| [WAMU INVESTMENTS, INC.](https://search.stillhousedata.com/firm/599) | 2005-03-21 | 2005-06-17 | — |
| [ESSEX NATIONAL SECURITIES, LLC](https://search.stillhousedata.com/firm/25454) | 2004-08-09 | 2005-03-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1673698)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1673698.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.