# JAMES FRANCIS ATEN

JAMES FRANCIS ATEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-04-23 | present | Yes |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2018-03-09 | 2020-01-28 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2016-08-31 | 2017-08-15 | — |
| [REALTA INVESTMENT ADVISORS, INC](https://search.stillhousedata.com/firm/134952) | 2013-07-18 | 2014-04-22 | — |
| [WEIK CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/107068) | 2011-04-28 | 2012-07-23 | — |
| [ATEN ASSET MANAGEMENT, INC](https://search.stillhousedata.com/firm/142439) | 2007-05-11 | 2007-09-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1686947)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1686947.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.