# PAUL HARRIS BROCK

PAUL HARRIS BROCK is an investment adviser representative (IAR) with state registration records since 1990, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC, NORTHEAST PLANNING ASSOCIATES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHEAST PLANNING ASSOCIATES, INC.](https://search.stillhousedata.com/firm/131406) | 2017-07-05 | present | Yes |
| [NORTHEAST PLANNING ASSOCIATES, INC.](https://search.stillhousedata.com/firm/131406) | 2015-11-09 | 2016-11-21 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2007-07-27 | present | Yes |
| [NORTHEAST PLANNING ASSOCIATES, INC.](https://search.stillhousedata.com/firm/131406) | 2004-07-28 | 2011-12-12 | — |
| [MUTUAL SERVICE CORPORATION](https://search.stillhousedata.com/firm/4806) | 2003-11-19 | 2004-09-29 | — |
| [VERAVEST INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/105796) | 1990-02-28 | 2003-11-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1690680)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1690680.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.