# STEVEN JOSEPH TOTO

STEVEN JOSEPH TOTO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with ETHOS CAPITAL MANAGEMENT, INC..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ETHOS CAPITAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/313145) | 2021-05-17 | present | Yes |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2018-02-22 | 2021-09-09 | — |
| [THE RETIREMENT GROUP, LLC](https://search.stillhousedata.com/firm/148296) | 2018-01-25 | 2018-03-23 | — |
| [THE RETIREMENT GROUP, LLC](https://search.stillhousedata.com/firm/148296) | 2011-11-08 | 2017-12-31 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2011-02-16 | 2011-11-09 | — |
| [QA3 FINANCIAL LLC](https://search.stillhousedata.com/firm/104957) | 2007-05-03 | 2011-02-11 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2004-09-17 | 2007-05-03 | — |
| [EQUITY SERVICES, INC.](https://search.stillhousedata.com/firm/265) | 2002-11-14 | 2004-09-15 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2002-06-20 | 2002-09-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1698379)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1698379.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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