# ALAN RANDY STONE

ALAN RANDY STONE is an investment adviser representative (IAR) with state registration records since 2000, appearing at 8 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2025-09-16 | present | Yes |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2023-05-01 | 2023-11-21 | — |
| [STONEX ADVISORS INC.](https://search.stillhousedata.com/firm/174182) | 2020-12-11 | 2021-10-07 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2016-06-21 | 2019-01-11 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-07-23 | 2013-04-01 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2006-03-08 | 2008-07-28 | — |
| [ADVEST, INC.](https://search.stillhousedata.com/firm/10) | 2003-06-20 | 2006-03-08 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2000-03-10 | 2003-07-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1731172)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1731172.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.