# Frank Thomas Winters

Frank Thomas Winters is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with ST. BERNARD FINANCIAL SERVICES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ST. BERNARD FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/36956) | 2021-08-24 | present | Yes |
| [IFP ADVISORS, LLC](https://search.stillhousedata.com/firm/125112) | 2018-09-06 | 2021-09-17 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2009-01-02 | 2017-08-31 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2007-03-23 | 2009-01-02 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2005-02-24 | 2007-03-01 | — |
| [SMART INVESTMENTS ADVISORY INCORPORATED](https://search.stillhousedata.com/firm/107778) | 2002-09-24 | 2005-02-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1733003)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1733003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.