# JAMES SIDNEY CARTER

JAMES SIDNEY CARTER is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-03-26 | present | Yes |
| [HORIZONS FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/135432) | 2010-12-02 | 2020-03-25 | — |
| [TRIAD ADVISORS LLC](https://search.stillhousedata.com/firm/25803) | 2009-04-29 | 2010-10-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1734997)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1734997.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.