# GENE WARDO

GENE WARDO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-06-14 | present | Yes |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2020-07-17 | 2024-06-14 | — |
| [INVESTACORP ADVISORY SERVICES INC](https://search.stillhousedata.com/firm/109011) | 2019-01-31 | 2020-07-17 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2018-02-14 | 2018-03-02 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2007-01-11 | 2018-02-14 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2005-01-12 | 2006-12-08 | — |
| [EASTERN POINT ADVISORS INC.](https://search.stillhousedata.com/firm/107123) | 2001-04-20 | 2004-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1738281)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1738281.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
