# LAURA ANN SIMON

LAURA ANN SIMON is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with CAPITAL TRUST AND ASSOCIATES LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAPITAL TRUST AND ASSOCIATES LLC](https://search.stillhousedata.com/firm/168455) | 2013-08-07 | present | Yes |
| [LEGACY SQUARED, LLC](https://search.stillhousedata.com/firm/149585) | 2013-05-30 | 2013-09-06 | — |
| [HERITAGE CAPITAL, LLC](https://search.stillhousedata.com/firm/127650) | 2012-11-02 | 2013-05-24 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 1997-06-15 | 2005-08-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1766631)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1766631.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.